Jacob Frenkel



Dickinson Wright

Clients hire Jacob because his aggressive, tenacious, creative and proactive strategies often put the other side on its heels, and because he gets successful results in investigations and litigation. Jacob has secured superior results for his securities enforcement, white-collar criminal defense, FCPA and internal and government investigations clients. Jacob brings his experience and outstanding reputation, including for creative strategies and solutions, to the defense of investigations, litigation strategy and governance counseling. Jacob's clients view him as a trusted advisor who understands the needs of their business.


    3:40 PM - 4:00 PM

    Wednesday General Session 1/31/2024

    SEC Enforcement in the Microcap Market: Risks and Compliance

    Hear from a SEC Enforcement Alum and Leading SEC Defense Practitioner about …

    • SEC Enforcement: Microcap Market Targets
    • Investigations Feeding Frenzy: Who is Talking to the SEC, PCAOB, and DOJ
    • Gatekeeper Liability: Auditors, Lawyers, and Compliance Officers in the Cross-Hairs
    • Common Mistakes Causing Enforcement Liability
    • Dark Hole of OTC Markets Skull and Cross-Bones and SEC Trading Suspensions
    • Mitigating against Enforcement Risk
    View Full Agenda